Series 3 exam prep pdf

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series 3 exam prep pdf

Series 3 Exam Flashcards | Brainscape

The Series 3 Exam for commodity futures brokers is divided into two parts — futures trading theory and market regulations. Each part must be passed with a score of at least 70 percent. You will have 2 hours and 30 minutes to complete the exam. Most people take at least 2 hours to take the exam, and some do not finish in time, so make sure you monitor time carefully when sitting for the Series 3 exam. The first part of the Series 3 exam covers the basics of the futures markets. The exam will test your understanding of theory and ability to calculate the results of a trade from a profit and loss and margin perspective. Most people have a hard time with hedging and options.
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Published 29.10.2019

PMP Exam Questions And Answers - PMP Certification- PMP Exam Prep (2019) - Video 1

This page is dedicated to the Series 3 Practice Test, which will outline the information that will prepare you to take the Series 3 Test.

Seven tips for acing the Series 7 and other financial exams

The motivation was to eliminate the need for test-takers to demonstrate their understanding of the basics several times if they need multiple Finra licenses. Search jobs. This is particularly the case as regulators change the rules ever more swiftly. The Series 3 Exam for commodity futures brokers is divided into two parts - futures trading theory and market regulations.

Our Series 3 exam materials have proven to be key in helping thousands of students pass the series 3 exam. As the exam is a two-part affair. What are Futures and Forwards. How much does it cost to get a series 3 license.

Our Series 3 textbook is quite literally the foundation of our learning system. Regardless of whether your answer is correct, read the entire explanation. What are Futures and Forwards. To get information regarding test times, procedur.

Order expectation and execution of spread orders and knowledge of narrowing or widening basis in normal or inverted markets and the strategies to accomplish each. Filter Reset. Series 3 Secrets Study Guide - Lisa I really enjoy that this book covers sxam subject material without any fluff. The Series 3 Study Guide provided my Mometrix, are specifically designed to help you obtain the very best test score possible.

Sitting for the Series 3 Exam is a substantial undertakings. It takes many hours of dedicated study time and a commitment to mastering the material.
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Free Series 3 Sample Exam Questions

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Candidates who pass the exam are eligible to register with the NFA and sell commodity futures contracts and options on commodity futures contracts. The Series 3 is one of a number of exams for investment professionals administered by FINRA, including the Series 7 , General Securities Representative Exam, which is required for brokers who wish to sell corporate, government, or other types of securities. The Series 3 exam covers topics that commodities brokers need to know, such as options, futures, hedging, and margin requirements, as well as market and regulatory rules. The exam consists of multiple-choice questions in two parts, and candidates have two hours and 30 minutes to complete it. Unlike the Series 7 exam, candidates do not need to be sponsored by a firm in order to take the Series 3.


How the margin calculations are set and all the elements xeries effect the calculation, price movement and the effects on new and existing positions, Market-if-touched and electronic market orde. A series 3 license will allow you to register as an associated person of an NFA member firm. The basic characteristics and uses of ma. I really enjoy that this book covers the subject material without any fluff!

Bear with us if you leave a comment at the bottom of this article: all our comments are moderated by actual human beings. To get information regarding test times, procedur. The Balance uses cookies to provide you with a great user experience. Anyone who wants to sell commodity futures contracts must generally pass the Series 3 exam.

The number of units per contract The price per unit per contract The price at which the contract was opened The price at which the position was offset or closed The number of contracts. Which notice needs to be hand delivered and delivery of Retenders and stopped notices. Each commodities futures contract has specific pricing characteristics that are set by the exchange and designed to reflect the needs of the market participants who use the commodity. The Series 3 Exam will consist of multiple-choice questions that will cover eight main content areas.

The structure and context pdg this material is second to none. Finra simply extracted all the common material that covered basic industry knowledge and created a supplementary exam that people can take without being sponsored by a broker-dealer. I really enjoy that this book covers the subject material without any fluff. Series 3 Exam Prep.


  1. Charles M. says:

    Without it, you can't sell securities. The bad news is you now have to take two tests. The good news is that the number of combined questions is actually smaller than the old Series 7. 🕵️‍♂️

  2. Febo V. says:

    Prepare for the Series 3 exam & pass on your first attempt with online study materials from Kaplan's securities licensing exam prep packages provide all the necessary tools to Study Calendar; License Exam Manual (LEM) (Print and PDF).

  3. Mercer J. says:

    Series-3 Exam Prep | STC usa

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